NG is looking for a C&GM Compliance Officer and KYC Specialist
To support the Head of C&GM Compliance by:
The C&GM Compliance Officer and KYC Specialist must develop a clear understanding of the business practices and strategy throughout C&GM. S/he must act within the scope and mandate of the ING Compliance Risk Management Charter and Framework and must review and continually assess and improve the effectiveness of the compliance risk management framework throughout C&GM.
As a Compliance officer you are responsible for:
Creating awareness of risks to reputation and integrity and the consequences of external legislation and regulations within C&GM; Supporting the Head of Compliance C&GM and advising Senior Management on how to limit the risks to reputation and integrity by assisting Senior Management, who maintains primary responsibility, in translating the relevant legislation and regulations into rules and controls governing the internal business operations; Advising, challenging and assisting the Compliance functions with the business units of C&GM on the implementation and application of the relevant rules and controls to ensure compliance with legislation, regulations and ING Compliance policies. Independently assessing and monitoring the realization risk mitigation activities and remediation plans; Fostering the creation of a sense of responsibility for preventing and limiting risks by adapting the internal business operations and monitoring the realization of plans; Creating awareness and providing training and education.
Key Responsibilities and Accountabilities:
As a KYC Specialist you are:
Working closely with the C&GM MLRO who is responsible for establishing an effective and responsive anti-money laundering governance framework by supporting the C&GM head office and the business units globally in the further embedding of the Know Your Client Policy (KYC) requirements and controls within their business environment. The position is a key channel for advice, training, translating (external) developments to the C&GM environment as well as communicating and sharing of best practices. Focussing on Anti-Money Laundering (AML), Economic and Financial Sanctions as well as Export Controls and Proliferation Financing. Maintaining expertise and in depth subject knowledge and understanding of good practice and procedures in the KYC domain (continuous development). Support the business in translating requirements to practical implementable solutions; Provide operational support in KYC/AML/Sanctions related issues. Maintain functional oversight of the local control framework and embedding of the FEC requirements and controls (in close cooperation with the Bank Compliance Functional Oversight Monitoring team). Monitor and follow-up on open audit-items and incidents. Identify key areas for improvement and provide support and guidance to implement good practice.